Securities Enforcement

This course will examine the enforcement of the federal securities laws and related white-collar crimes from the perspectives of the U.S. Securities and Exchange Commission staff, the Department of Justice, and defense counsel. An important focus of the course will be discussing the relevant statutes, regulations, case law, and other legal principles, and applying them to practical situations that arise in government investigations. The required weekly reading will consist of securities enforcement cases, statutes, regulations, and other relevant documents. Given the highly evolving subject matter, many classes will include a short discussion of recent developments. As events occur during the semester, we may supplement or replace the reading materials to account for current events and changes in the law. Additionally, at points throughout the semester, we will have 'practical' classes that will involve workshops in which students will be expected to demonstrate their understanding of the course material in simulated real-world settings.